The Fund is a non-diversified, closed-end investment company whose objective is to seek long-term capital appreciation primarily through investment in equity and equity-linked securities of Swiss companies.
The Fund is listed on the New York Stock Exchange under the symbol SWZ.
Net Asset Value is calculated daily by 6:15 P.M. (Eastern Time). The most recent calculation is available by accessing our Website. Net Asset Value is also published weekly in Barrons, the Monday edition of The Wall Street Journal and the Sunday Edition of The New York Times.
NAV PER SHARE
NAV Data: 7/31/2015
SMI/SPI Data: 7/31/2015
TEN LARGEST HOLDINGS
As of June 30, 2015
Novartis AG (530,000)
Roche Holding Genus (151,500)
Nestle SA (558,143)
Lindt & Spruengli (273)
Syngenta AG (CHF) (30,000)
UBS Group AG (496,500)
Credit Suisse, Reg (358,600)
Burckhardt Compression HL (25,000)
Cie Financiere Richemont (113,000)
Swatch Group AG (120,000)
Percentages based on the Fund's June 30, 2015 Total Net Assets.
Schroder Investment Management North America Inc. took over management of The Swiss Helvetia Fund on July 1, 2014. For additional information regarding Schroders, please visit http://www.schroders.com/us or call 800-730-2932.
The Fund is a closed-end investment product. Common shares of the Fund are only available for purchase/sale on the NYSE at the current market price. An investment in the Fund is not a deposit of a bank and is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency.
Performance data quoted represents past performance. Past performance is no guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor's shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted.
Please consider a fund's investment objectives, risks, charges and expenses carefully before investing. To obtain any further information on the Fund, please read the prospectus or call your financial advisor. Read the prospectus carefully before investing.
All Investments, domestic and foreign, involve risks including the risk of possible loss of principal. The market value of a fund's portfolio may decline as a result of a number of factors, including adverse economic and market conditions, prospects of stocks in the portfolio, changing interest rates, and real or perceived adverse competitive industry conditions. In addition, the Fund invests in restricted securities and other investments that may be illiquid, which hold the risk that the securities will not be able to be sold at the time desired by the Fund. The Fund is classified as "non-diversified" under the 1940 Act. A non-diversified fund has the ability to invest more of its assets in securities of a single issuer than if it were classified as a "diversified" fund, which may increase volatility.
Trading in Swiss equities involves certain risks and special considerations not usually associated with investing in securities of established U.S. companies, including risks related to the nature of the market for Swiss equities, including the risk that the Swiss equities markets may be affected by market developments in different ways than U.S. securities markets and may be more volatile than U.S. securities markets; political and economic risks with respect to Switzerland, including the possible imposition of, or changes in, currency exchange laws or other Swiss laws or restrictions applicable to investments in Swiss equities; and fluctuations in the rate of exchange between currencies and costs associated with currency conversion. The Swiss securities markets have substantially less trading volume than the U.S. securities markets. Additionally, the capitalization of the Swiss securities markets is highly concentrated. Securities of some companies located in Switzerland will be less liquid and more volatile than securities of comparable U.S. companies. This combination of lower volume and greater concentration in the Swiss securities markets may create a risk of greater price volatility than in the U.S. securities markets.
The market price of common shares of the Fund will be based on factors such as the supply and demand for common shares in the market and general market, economic, political or regulatory conditions. Whether shareholders will realize gains or losses upon the sale of common shares of the Fund will depend on the market price of common shares at the time of the sale, not on the Funds net asset value. The market price may be lower or higher than the Funds net asset value. Shares of closed-end funds frequently trade at a discount or premium to their net asset value.
Please see "Risk Factors" in the Fund's full Prospectus for a more detailed description of the Fund's risks. There can be no guarantee these strategies will be successful.
Schroder Investment Management North America Inc. ("SIMNA Inc.") is an investment advisor registered with the U.S. SEC. It provides asset management products and services to clients in the U.S. and Canada including Schroder Capital Funds (Delaware), Schroder Series Trust and Schroder Global Series Trust, investment companies registered with the SEC (the "Schroder Funds").